Substantiated Technical Safeguards

Trust, Security & Technical Safeguards

We publish only technical controls that are genuinely implemented in our codebase. We do not make unsupported compliance claims or certification guarantees.

Current Pilot Scope & Safeguards Boundary
QuickBooks & CSV Onboarding
Single Entity & Base Currency
Traceable Financial Reporting
AI CFO Refusal & Data Quality Controls

Honest Framework & Compliance Position

In accordance with our legal requirement standards, EFIS does not display generic “GDPR Compliant”, “SOC 2 Certified”, or “Bank-Grade” badges. Instead, we provide accurate status disclosures based on verified evidence:

Status: In Progress

SOC 2 / ISO Assurance

Formal independent audit roadmap is scheduled; controls are implemented in code.

Status: Not Yet Published

Data Processing Addendum

DPA and subprocessor disclosures are in draft under legal review and not yet published for commercial reliance.

Status: Substantiated

Technical Controls

Tenant isolation, encryption at rest/transit, and immutable audit logs verified in codebase.

SUBSTANTIATED IN CODE

Strict Multi-Tenant Isolation

Every database query and S3 file path is strictly scoped by `tenant_id` extracted from the RS256 JWT cookie inside FastAPI middleware. Tenant ID is never accepted from client request bodies.

SUBSTANTIATED IN CODE

AI CFO Refusal & Explainability Engine

AI queries run through a confidence scoring envelope (0–100). When confidence is below 40%, the engine refuses to answer and requests specific missing data. Unverified numbers are flagged.

SUBSTANTIATED IN CODE

Immutable Append-Only Audit Logging

Access logs and AI audit logs are append-only tables with PostgreSQL triggers blocking UPDATE and DELETE operations. Audit records are retained for 7 years.

SUBSTANTIATED IN CODE

Role-Based Access Control (RBAC)

Enforces 7 granular roles (Super Admin, Tenant Admin, CFO, Finance Director, Controller, Treasury, Viewer) across all API endpoints with strict denial logging.

SUBSTANTIATED IN CODE

Data Quality & Financial Lineage

Calculates an explicit Data Quality score for every upload and reports cell-level lineage tracing back to General Ledger journal entries.

ACTIVE OPERATIONAL ROUTE

Vulnerability & Incident Reporting

Authorized security researchers can report vulnerabilities directly to our security team. We maintain a documented incident assessment process.

Vulnerability Reporting & Security Contact

Have a security query or wish to report a vulnerability? Contact our engineering team at security@efis.io.